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01-02-2024
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When would COBS not require a firm to enter into a client agreement for MiFID biz w/ a professional client?
- the client habitually resides outside UK
- Firm has established by reasonable steps the client does not want to enter into such an agreement
- client habitually resides outside UK and firm estab he doesn't want to enter into agreement
- the client enters into an insurance contract w/ the firm as principal

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